2.1.1Where applicable, are all the statutory and trading certificates listed in the guidance valid?
Inspector should undertake a spot check of certificates to validate OVPQ data. Certificates may include the following: Certificate of Registry, Certificate of Class, Continuous synopsis record, Document of Compliance, Safe Manning Certificate, Bollard pull certificate (as applicable), Loadline Certificate, International Tonnage Certificate (ITC). Note: where applicable, the issuing authority for the DoC and the SMC may be different organisations, but the name of the operator of the vessel/unit must be the same on both. There should be a copy (which need not be a certified copy) of the DoC on board. With respect to SOLAS certificates, if the language used is neither English nor French, the text shall include a translation into one of these languages. Note: Situations may arise in cases where a Recognised Organisation (RO) issues the original certificates and the vessel/unit's flag State Administration conducts subsequent annual surveys. In such cases, it is acceptable for the flag State to endorse the RO's certificates to attest that the annual surveys have been conducted.
2.1.2Name of Classification society, if applicable
If the vessel has changed class within the past 6 months, record the previous classification society and the date of change as an Observation. State if vessel is not classed.
2.1.3Does the vessel have any predefined limitations for operation?
Inspector to check and record any operating limits.
2.2 -- Safety management
2.2.1Does the vessel/unit have a documented safety management system?
The Company should ensure that a fit for purpose safety management system is implemented onboard. The inspector should undertake a spot-check of the list of contents to ensure that they are relevant to the vessel/unit and written in the working language of the crew, and that they contain: emergency procedures; operation procedures; up to date maintenance programmes including engine room, deck and bridge equipment; incident investigation & reporting procedure; ISM internal audits, MOC Process, Management visits onboard, Risk Assessment Process, Master's Review, and programmes of drills.
2.2.2Where appropriate, is there objective evidence that the safety management system complies with the requirements of the ISM Code?
If Vessel is ISM certified evidence would be by issuance of DOC and SMC certificates. Inspector should give status of operator and vessel with regards to ISM certification (SMC and DOC).
2.2.3Is a recent operator's audit report available and is a close-out system in place for dealing with non-conformities?
Satisfactory evidence should record that corrective action was taken to rectify non-conformities. A close-out system, which includes a time limit for corrective action, informing the operator when completed and the operator ensuring that it has been, should be in place and the inspector should ensure that the required actions have been made within the required time. Operator's audit observations should not be used as a means to record Observations unless there is no evidence of a close out system in place, at which point those observations should be listed in this question only.
2.2.4Does the Master review the safety management system and report to the operator on any deficiencies?
The Master's review should be carried out annually and documentary evidence should be available.
2.3 -- Class documentation and surveys
2.3.1Was last drydocking/underwater survey scheduled?
Inspector to record date of last docking or underwater survey. If the last drydocking/underwater survey was unscheduled, record observation and reason for docking / survey.
2.3.2If applicable, is the vessel/unit free of conditions of class or recommendations, visas, memoranda or notations?
Record any conditions of class or recommendations, visas, memoranda or notations of any nature, including due dates as an Observation.
2.3.3Does the person in command or his delegate have knowledge of the vessel's stability calculations / condition?
Person in command should have basic understanding of vessel stability. State how this knowledge is achieved. E.g. formal training, vessel experience.
3.1 -- General
3.1.1Are both crew and contractors required to comply with the vessel/unit's drug and alcohol policy and testing regime?
While on board the vessel/unit, all crew and contract personnel should comply with the vessel/unit's D and A policy, except if the Contractor's policy is more restrictive.
3.2 -- Crew-specific
3.2.1Does the manning level meet or exceed that required by the operations the vessel is engaged in?
Inspector to record minimum and actual manning.
3.3 -- Crew-specific (non barge)
3.3.1Do all crewmembers hold appropriate and valid certification and is this verified on joining vessel?
Inspector should undertake a spot check of crew certification. Inspector to check if vessel operator has a process in place for verifying crew certificates prior to boarding.
3.3.2Does the crew matrix posted for the vessel on the OVID website accurately reflect the information relating to the crew on board at the time of the inspection?
The operator is responsible to maintain up-to-date records relating to the crew and key personnel on board the vessel at any given time, using the electronic Crew Matrix that forms part of the records for each vessel which has been submitted to OVID. The crew details must be spot checked against the data contained in the matrix and an observation made in the event of any irregularities. Observations must not be made unless the personnel change(s) took place more than seven days before the date of the inspection.
3.3.3Are Personnel hours of rest records completed in compliance with applicable regulations and are the records retained?
Inspector should undertake a spot check of records to confirm compliance with applicable regulations. Inspector to confirm if reasons for deviation is captured within the Rest hours Records forms sighted.
3.3.4If the Master has been newly-hired within the last 12 months, did he receive appropriate pre-command briefing, including documented understanding of the Company's expectations?
This process is conducted by shore management and should include outlining of expectations and defined responsibilities. Check if an orientation/familiarisation on the Operator's SMS Manual was conducted for the Master.
3.3.5Have all the deck officers received documented training for the navigational equipment fitted on board?
The documented training may be records of familiarisation, on-the-job training, training provided by shore based personnel, or CBT on board.
3.3.6Have the crew member(s) received Medical First Aid training?
Training can be supplied by in house trainers.
4.1 -- Navigation
4.1.1Is the vessel provided with operator instructions and procedures with regard to safe navigation?
The navigation, training and bridge procedures policies should be reviewed and found relevant for the vessels trading and operational area.
4.1.2Are navigation check lists being completed?
Example of checklist: pre-arrival, pre-departure, 500 m zone, and watch handover.
4.1.3If applicable, does the vessel's documented procedures clearly identify the actions to be followed when changing the manoeuvring position on the bridge, taking into account the physical location of the vessel in relation to the platform and/or the engine/generator status?
Procedures should include a requirement to test control functions in a safe location after changeover.
4.1.4Is the deck logbook maintained up to date?
The inspector may accept logs in either written or electronic format where flag state permits electronic recording.
4.1.5Do vessel/unit's officers demonstrate a full understanding of steering changeover practices?
Check that there is a ready means to identify which mode of steering is engaged.
4.1.6Does the vessel have the relevant nautical charts and publications for the proposed area of operation and are they maintained up to date?
All vessels/units should carry up to date official nautical charts and all other nautical publications necessary for the intended voyage/operations. If an electronic chart plotter or alternate mechanism is used, inspector to check that present charts pertinent to the area of operations are up to date. Local area requirements for plotters and interface with other aids like AIS should be considered and confirmed.
4.1.7If fitted, are Master and deck officers familiar with the operation of the ECDIS system on board?
The Master and deck officers should be familiar with the operation of the ECDIS and should be able to demonstrate the operation of the ECDIS. If no ECDIS system is fitted on board, answer the question 'NA'.
4.1.8If the vessel is equipped with a chart plotter in use, are the passage planning waypoints entered and is there evidence that the vessel has been navigated accordingly?
Inspector to check if previous passage can be replayed on the chart plotter to confirm that passage plan has been adhered to.
4.1.9If the vessel is equipped with a chart plotter in use, is there a procedure in place to ensure that it is updated?
Inspector should describe the procedure and note the last update date.
4.1.10Is there a passage plan prepared for routes that the vessel navigates?
Prior to proceeding on passage, the Master shall ensure that the intended voyage has been planned using appropriate charts and publications for the area concerned. Inspector to check if Passage Plans sighted include critical navigational areas and associated mitigations in place.
4.1.11Are up-to-date navigation warnings and weather forecasts available?
Watch keeping officer should be monitoring navigational warnings appropriate to the vessel/unit's proposed area of operations.
4.1.12Is all navigation equipment in good order?
Regardless of whether or not a vessel/unit is required by legislation to carry specific navigational equipment, if equipment is fitted then it should be operational. Such equipment may be a Radar, Echo Sounder, Gyro/Magnetic Compass, VHF, ECDIS/ENC, AIS, GPS/DGPS, Helm Indicator, Tachometer, Anemometer, Binoculars, Day Signal Lamp, etc.
4.1.13Are navigation lights, day signals and flags adequate in number as required by flag state and in good operational condition?
Where fitted, primary and secondary systems should be in good order, and there should be a procedure to check the navigation light failure alarm. Inspector to check if this is included in the vessel's PMS.
4.1.14Are all sound signals in good operational condition?
Examples: Gong, Air/Electric Horn, PA system, loud hailer, etc.
4.1.15Is there a fixed or portable search light fitted and is it in good operating condition?
Check if the fixed searchlight is capable of rotating 360 degrees.
4.1.16Are the clear view screen and window wipers in good order?
Check if included in vessel PMS.
5.1 -- General
5.1.1Is contact details of the Designated Person Ashore (DPA) or appropriate shore-based contact clearly posted onboard?
Shore based contact details of key personnel should be provided. DPA contact details apply for operator holding ISM DOC.
5.1.2Are instructions available for the operation of Life Saving Appliances (LSA), Fire Fighting Equipment (FFE) and other emergency equipment on board and are the crew familiar with these?
Crew should be familiar, as applicable, with the operation of the fixed fire fighting systems, the main and emergency fire pumps, the emergency steering gear, the donning and use of breathing apparatus and life saving appliances such as lifejacket, pyrotechnics. Where liferafts are carried, crew should be familiar with their launching and operation. Are relevant personnel onboard familiar with the instructions and actions to take in an emergency? Does the vessel's Station Bill contain responsibilities of each crew during an emergency situation?
5.1.3Are sufficient personal protective equipment provided on board?
PPE may include boiler suits, safety footwear and helmets, gloves, eye and ear protection, Personal Floatation Devices/work vests, safety harnesses, and chemical protective equipment.
5.1.4Are the following documents available for review: HSSE Meetings, Tool Box Talk, Job Safety Analysis, Risk Assessment?
For regular HSSE meetings, minutes recording agenda and decided actions should be kept. For critical activities, risk assessment and job safety analysis must be undertaken and discussed during toolbox talks.
5.1.5Is there at least one boat hook available for recovering lines or to assist in rescuing personnel who fall overboard?
5.1.6Does the vessel/unit have documented procedures for Man Overboard scenarios?
Check arrangements for deploying flotation and recovery equipment. Check that appropriate checklist is readily available on bridge.MSC.1/Circ.1447 -- Guidelines for the development of plans and procedures for recovery of persons from the water
5.1.7Are there records on board showing that accidents, incidents, non-conformities, including breaches of regulations and near misses are reported, investigated and closed out?
Check evidence that reporting and investigation is effective. Near misses or incidents should be investigated based on the potential of the incident.
5.1.8Are smoking restrictions in place and are they being adhered to?
Restrictions must include specific controls when the vessel is in the 500 m safety zone. There should be no smoking at food preparation areas. Common areas such as restrooms, cafeterias should be designated as nonsmoking. Check if designated smoking areas are clearly marked.
5.1.9Is all loose gear on deck, in stores and in internal spaces as applicable, properly secured?
5.1.10Is there a risk assessment system in place for the carriage and handling of hazardous substances/chemicals?
This should include the handling, storage and disposal of materials such as shipboard chemicals, lithium batteries, radioactive sources and biocides. Eyes and skin protection should be available to protect from accidental exposure or contact.
5.2 -- Medical
5.2.1Are first aid kits readily available and subjected to regular inspection to confirm their contents?
Check inspection records.
5.2.2Is medical advice available 24hrs a day?
Emergency numbers for tele-medical services / similar arrangement should be posted or readily available.
5.4 -- Drills, training and familiarisation
5.4.1Is there evidence that new personnel, including contractors, receive safety induction?
Check familiarisation checklist and records. On-board training shall be given as soon as possible after a person joins a vessel, covering: what to do if a person falls overboard; what to do if fire or smoke is detected; identification of muster and liferaft stations; location and donning of life jackets; use of the vessel's fire extinguishing appliances.
5.4.2Are emergency drills carried out as required and are records maintained?
Lifeboat and fire drills should be carried out as required by the flag State. Check that all personnel on board are required to routinely participate, including man overboard drills. Drills shall, as far as practicable, be conducted as if there were an actual emergency.
5.5 -- Ship security
5.5.1If the vessel/unit is NOT required to have an approved Ships Security Plan (SSP) because of vessel/unit's tonnage or trading area, are there Security Procedures in place?
Security procedures should be based on a risk assessment of the trading area, containing guidance on access control and recommended behaviour in case of a security incident. If fitted, are crew aware of the location and operation of the ship security alert system (SSAS)?
5.5.2Are the Master and officers familiar with the company procedures for cyber security risk management, and have these procedures been fully implemented?
The vessel operator should have developed procedures for cyber risk management identifying roles and responsibilities of users/key personnel/management ashore and onboard, the IT/OT systems at risk (cargo management, bridge, propulsion/machinery/power control, access control, admin and crew welfare, communication systems), technical protection measures (physical security of network components, anti-virus, application software management, back-up facilities, control of crew internet access, control of admin/user profiles and passwords) and procedural protection measures (cyber security training, control of local/remote access, control of personal device use, equipment disposal/data destruction, contingency plans). The inspector should check that company procedures, an inventory of sensitive IT/OT systems, hard-copy cyber contingency plans, technical support contact details and training records are in place. The inspector should not request to review any confidential documents.ISM Code / MSC-FAL.1/Circ.3 / Guidelines on Cyber Security Onboard Ships v4 / Resolution MSC.428(98)
5.6 -- Control of work
5.6.1Does the vessel/unit operate a documented permit to work (PTW) system?
The system should cover, as applicable: hot work; enclosed space entry; work involving high voltages; working at height and over the side; work on stored systems containing stored energy e.g. pressure vessels.
5.6.2Do personnel receive formal training in the use of the PTW system?
Training can be conducted by vessel operator shore personnel, on-the-job training, or e-learning. PTW training records should be available.
5.6.3If electric welding equipment is provided, is it in good order, inspected regularly and are written safety guidelines available on site?
Welding equipment used for hot work should be carefully inspected before each occasion of use, correctly earthed where required, with electrical supply connections made in a gas free space, wiring capable of carrying demand without overheating, insulation in good condition, and cable routed over gas free or inerted spaces only.
5.6.4If gas welding and burning equipment is provided, is it inspected regularly and in good order?
Check that flashback arrestors are fitted at both cylinders and workstation, and that caps and storage racks are available for each cylinder.
5.6.5Where applicable, are all spaces that are classed as 'enclosed spaces' identified and clearly marked?
An enclosed space is any enclosed area that is large enough for personnel to enter, has limited or restricted means of entry, and is not designed for normal or continuous occupancy.
5.6.6Are portable gas and oxygen analysers available and, where provided, appropriate to the vessel/unit's operations, calibrated and in good order?
Check calibration records are available. Calibration equipment should be carried on board unless calibration is conducted on shore per manufacturer's recommendations.
5.7 -- Lifting equipment
5.7.1Are up to date records maintained for the regular inspection, maintenance and testing of all lifting equipment/devices?
Periodic inspection should be carried out per relevant legislation and industry code, including visual checks, function tests and load tests as appropriate, by a competent person. Test certificates should be available; SWL must be clearly marked; lifting gear should carry a unique identification.
5.7.2Are safety devices associated with lifting appliances fully operational?
E.g. emergency stops.
5.7.3Is a colour-coding or alternative system in use to identify inspected lifting equipment?
Check that the system is being adhered to. Wrong colour/non-coded/damaged equipment must be quarantined.
5.9 -- Offshore personnel transfer
5.9.1Does the vessel/unit have documented procedures for transfer of personnel offshore?
For all methods of transfer, a risk assessment should be carried out prior to operations. As applicable, methods can be by man riding crane, boat landing or swing rope. As minimum, a boat hook and lifebuoy with self-igniting light and buoyant line should be readily available. Personnel to be transferred should be briefed and wear lifejackets and suitable PPE. Does the Master have training and experience to disembark and embark passengers using the proposed personnel transfer method?
5.9.2Are there records of inspection and maintenance of life saving appliances?
Instructions for on-board inspection and maintenance shall be easily understood, illustrated wherever possible. Such inspection can be reported in the logbook.
5.10 -- Life saving appliances
5.10.1Are muster lists displayed onboard?
Muster list(s) must be clearly posted and updated before the ship sails, describing for each crew the allocated assembly station, survival craft station and emergency duty. Are the crew aware of their roles and responsibilities?
5.10.2Are liferafts, where fitted, in good order and within due date?
Number of liferafts carried shall comply with flag state requirements taking into account area of operations. Check inspection records.
5.10.3Are hydrostatic releases, where fitted, correctly attached?
Check that liferaft(s) are not lashed in cradles and will float free to automatically inflate if the ship sinks; every liferaft shall be stowed with its painter permanently attached to the vessel. Inspector to check the HRUs are in-date.
5.10.4If fitted, are survival craft portable VHF radios and Search and Rescue Radar Transponders (SART's) in good order and charged?
The two-way radiotelephone(s) should operate on VHF channel 16 and at least one additional channel, with a dedicated primary battery bearing a non-replaceable seal. Check that primary battery and SART battery expiry dates are not expired.
5.10.5Are lifebuoys, lights, and buoyant lines in good order?
Number of lifebuoys shall comply with flag state requirements taking into account area of operations.
5.10.6Are lifejackets in good order?
As a minimum a lifejacket shall be provided for every person on board. Inspector to check lifejacket light condition and expiration date.
Ensure instructions include all types of lifejacket carried on board.
5.10.8If vessel is outfitted with immersion suits, are the immersion suits available for use and free of defects?
Number of immersion suits carried shall comply with flag state requirements taking into account area of operations.
5.10.9Are pyrotechnics, including line throwing apparatus, in date and in good order?
Independent of local legislation requirements, the vessel shall carry as a minimum: 4 x parachute flares; 6 x red hand flares; 2 x smoke signals (buoyant or hand held).
5.10.10Are the locations of life saving and fire fighting appliances marked with IMO or equivalent certifying authority symbols?
Containers, brackets, racks and other similar stowage locations shall be marked with symbols in accordance with IMO Res. A.760(18); if more than one device is stowed, the number shall also be indicated.SOLAS III/20.10
5.10.11Are LSA & FFE plans, where applicable, available and conspicuously posted?
LSA & FFE plans should be up to date and represent the current arrangements on board.
5.11 -- Fire-fighting
5.11.1Are there records of inspection and maintenance of Fire Fighting Appliances?
Maintenance, testing and inspections should be carried out based on the guidelines in MSC/Circ.850, covering all fire protection systems and appliances fitted.
5.11.2Are fire mains, pumps, hoses and nozzles in good order and available for immediate use?
If fitted, check that isolating valves in fire and foam system lines are clearly marked and in good order. Make an observation if a dual type (Jet & Spray) fire nozzle is not available.
5.11.3If fitted, are fixed fire detection and alarm systems in good order and tested regularly?
There should be a procedure for whenever a zone of a fire detection system is isolated. The engine room should not be operated unmanned with any zone isolated. Spaces not covered by detection should be covered by regular fire patrols.
5.11.4If fitted, are fixed fire extinguishing systems in good order and are clear operating instructions posted?
Check that relevant crew are familiar with operating procedures, which should be relevant to the equipment and logically followable, with any equipment requiring operation marked legibly.
5.11.5If fitted, is the emergency fire pump in full operational condition and are starting instructions clearly displayed?
Request to witness the starting and operation of the emergency fire pump where consistent with safety. If a priming system has been fitted, it must be Flag State or Class approved.
5.11.6Are portable fire extinguishers in good order with operating instructions clearly marked?
Each extinguisher should show manufacturer, type of fire suitable for, type/quantity of extinguishing medium, approval details, use/recharge instructions, year of manufacture, temperature range and test pressure. Must be hydrostatically tested every 10 years or lesser period if required by the Administration.FSS Code 4 and Res. A.602
5.11.7If applicable, are firemen's outfits and breathing apparatus in good order, provided with fully charged cylinders and ready for immediate use?
Outfits shall be kept ready for use in permanently marked, easily accessible, widely separated locations. Self-contained breathing apparatus should be checked for condition and satisfactory operation (drop in pressure not more than 10 bars in one minute with cylinder valve closed). All air cylinders shall be interchangeable and hydrostatically tested every 5 years or as recommended.MSC/Circ.850; FSS Code 3.2.1.2
5.11.8Are accommodation and ventilation fan emergency stops and fire flaps in good order and clearly marked to indicate the spaces they serve?
Record of testing and/or inspection should be available.
5.12 -- Access
5.12.1Is there a safe means of access to the vessel?
Safety nets should be provided wherever there is a possibility of a person falling over or through the side rails of the gangway. Regardless of whether the gangway is supplied by vessel or shore, it is the vessel/unit's responsibility to ensure a safety net is rigged. If the means of access are considered unsafe, the inspector must not put him/herself at risk by going on board.
6.1 -- Pollution prevention
6.1.1Does vessel carry a spill kit to address operational spills (e.g. bunkering)?
Spill kit should include absorbent pads and boom.
6.1.2Are there containment arrangements fitted around machineries, fuel manifolds and vents to control spills in case of leaks?
6.1.3Are there arrangements in place for the handling and monitoring of oily waste and to prevent contaminants discharge overboard?
Record controls in place to prevent unauthorised discharge of oily waste, ensuring all discharges comply with applicable requirements. Inspectors shall validate if operation and testing of the OWS, if fitted, is included in the PMS.
6.5 -- Waste management
6.5.1Are arrangements in place for collecting, storing, and disposing of garbage?
6.5.2Are there adequate arrangements in place for handling and discharge of sewage in accordance with local requirements?
Controls should be in place to prevent unauthorised discharge of sewage, ensuring all discharges comply with applicable requirements.
7.1 -- General
7.1.1Are the hull, weather decks, internal compartments and superstructure free from visible structural defects that warrant further investigation?
Inspection of the hull should include checking for evidence of structural problems including collision/jetty contact damage or distortion from heavy weather. Inspector should sample reports if available but not attempt enclosed space entry.
7.1.2If there has been any significant structural damage to the vessel/unit, have repairs been undertaken to the satisfaction of an attending Class surveyor or relevant authority?
Class records should be examined to confirm involvement whenever significant damage has occurred or been repaired. If the vessel has never suffered structural damage, the inspector should respond NA.
7.2 -- Stability
7.2.1Are stability conditions periodically checked in accordance with operators' procedures?
Records should be maintained to verify stability calculations at least for port departure, port arrival, and when the vessel has loaded/discharged significant cargo. Check that due consideration is given to deck cargoes, free surface effects and risk of water entrapment.
7.2.2Is an approved stability book available onboard?
State the approving entity (Class or Flag State). Record as an observation if none is available.